AIAM Q4 Compliance Event | 15 November 2018
AML/CDD Workshop

Following our industry’s recent engagement sessions with the regulator, we have engaged the services of Duff & Phelps to organise a workshop exclusively dedicated to the topic of AML/CFT and CDD. 

To ensure that you get the maximum benefit of this special training session, please do submit in advance to AIAMSupport@duffandphelps.com (your input will be treated anonymously):

• – Questions you would like to address
• – Policies, processes and procedures you may wish to discuss
• – Concrete cases or potential scenarios you would like to analyse

Topics

1. Common mistakes in AML customer due diligence (CDD) requirements
2. Best practices in CDD policies for EAMs
3. When to file a Suspicious Transaction Report
4. Suggestions for senior management and compliance officer before an AML MAS regulatory inspection